UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 2, 2021
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (646 ) 669-7272
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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The
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 2, 2021, Fluent, Inc. (the "Company") held its 2021 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the total number of shares represented in person or by proxy was 54,971,464 of the 78,212,402 shares of the Company's common stock outstanding and entitled to vote at the Annual Meeting as of the April 29, 2021 record date. The following matters were voted upon at the Annual Meeting:
The election of five directors to serve for a one year term until the 2022 Annual Meeting of Stockholders or until their successors are duly elected and qualified:
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Director Nominee
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For | Against | Abstain |
Broker Non-Vote
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Ryan Schulke
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42,140,455 | 433,375 | 44,341 |
12,353,293
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| Matthew Conlin | 41,330,184 | 1,248,048 | 39,939 | 12,353,293 | ||||
| Donald Mathis | 37,073,756 | 5,518,139 | 26,276 | 12,353,293 | ||||
| Carla Newell | 42,204,322 | 390,302 | 23,547 | 12,353,293 | ||||
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Barbara Shattuck Kohn
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41,859,270 | 733,836 | 25,065 |
12,353,293
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The ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021:
| For | Against | Abstain | ||
| 54,351,034 | 575,305 | 45,125 |
A non-binding advisory vote to approve the Company’s named executive officers’ compensation:
| For | Against | Abstain | Broker Non-Vote | |||
| 41,102,435 | 1,397,390 | 118,346 | 12,353,293 |
A non-binding advisory vote to approve the frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers:
| 1 Year | 2 Years | 3 Years | Abstain | Broker Non-Vote | ||||
| 23,138,679 | 18,794,897 | 635,680 | 48,915 | 12,353,293 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Fluent, Inc.
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June 3, 2021
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By:
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/s/ Ryan Schulke
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Name:
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Ryan Schulke
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Title:
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Chief Executive Officer
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